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Sec News

White House, Treasury officials to appear at SEC cyber security event

Cyber security experts from the White House, Treasury Department and Department of Homeland Security will be among panelists appearing on Wednesday at a roundtable on the challenges hackers pose to public companies and financial markets.
In the Media by Sarah N. Lynch (Reuters)

'Big Short' character sues SEC to stop enforcement case

The U.S.
In the Media by Jonathan Stempel (Reuters)

SEC sues Canadian fugitive for 'scalping' investors

The U.S.
In the Media by Jonathan Stempel (Reuters)

Big fine imposed on ex-Goldman trader Tourre in SEC case

A U.S.
In the Media by Nate Raymond and Jonathan Stempel (Reuters)

U.S. SEC probes alleged fraud at fast trader Infinium: SEC letter

The U.S.
In the Media by Tom Polansek (Reuters)

SEC scores partial win in insider trading case over 2009 Sanofi deal

Federal securities regulators have won a partial victory against two brothers accused of trading on inside information in 2009 about French pharmaceutical company Sanofi's plan to buy a Tennessee-based company. ...
In the Media by Terry Baynes (Reuters)

SEC's Aguilar sees cyber-threat risk to 'transfer agents'

The U.S.
In the Media by Sarah N. Lynch (Reuters)

After retailer breaches, SEC plans roundtable on cybersecurity

The Securities and Exchange Commission said on Friday that it plans to hold a roundtable next month to discuss cybersecurity, after massive retailer breaches refocused the attention of the business community and policymakers on t...
In the Media by Reuters

Op-Ed: The United States Government Shakedown Continues

If financial institutions did handle finance, now they seem to practice law. And if regulators once did regulation, now they seem to raise capital.
In the Media by Anna Timone
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The U.S. Securities and Exchange Commission headquarters in Washington  D.C.
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The U.S. Securities and Exchange Commission headquarters in Washington, D.C.
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Random Questions For The American Political Class - We Were Just Wondering

According to news reports, most of the politicians that left Washington last month for their five week vacation held...
Sep 23, 2011 by Walter "Bruno" Korschek
 

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